Advertising Analyst
Carson Wealth Management Group (CWMG) is headquartered in Omaha, NE, but we serve clients across the nation. Our experienced, dedicated wealth management team is responsible for over $4.3 billion in assets under advisement for select families, business owners, professional athletes and institutions. We offer our clients services including Portfolio Management, Wealth Planning, Risk Management, Estate Planning and Tax Planning.
Become a member of a fast-growing, well-respected team in the financial planning industry that has been #1 with our broker/dealer for the last 20 years. Join a team that has been named in Worth Magazine's "Top 200 Financial Advisors" for the last 5 years and ranked #7 in the US by Barron's (#1 in Nebraska) for many years. We are looking for a motivated, professional, and energetic individual with experience in a wide variety of roles.
Are you interested in joining the Carson Wealth team? We’re looking for motivated individuals that want to grow with one of the leading advisory firms in the US. We offer our team great benefits including health insurance, 401(k), tuition reimbursement and more. Join our team of professionals in a culture that empowers its employees to be an integral part of a unified team, contributing to the value and success of our organization.
Reports To: Chief Compliance Officer
Responsibilities
Qualifications
Benefits:
In exchange for your expertise, we offer a base salary, bonus potential, 401(k) plus matching, health benefits, and a great working environment in a professional West Omaha office location. This is your chance to play a key role in the continued success of our company. Our culture is fast-paced, motivational and focused on healthy living. Smokers need not apply. Only qualified candidates will be contacted.
We are an equal opportunity employer and all qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, disability status, protected veteran status, or any other characteristic protected by law.
Become a member of a fast-growing, well-respected team in the financial planning industry that has been #1 with our broker/dealer for the last 20 years. Join a team that has been named in Worth Magazine's "Top 200 Financial Advisors" for the last 5 years and ranked #7 in the US by Barron's (#1 in Nebraska) for many years. We are looking for a motivated, professional, and energetic individual with experience in a wide variety of roles.
Are you interested in joining the Carson Wealth team? We’re looking for motivated individuals that want to grow with one of the leading advisory firms in the US. We offer our team great benefits including health insurance, 401(k), tuition reimbursement and more. Join our team of professionals in a culture that empowers its employees to be an integral part of a unified team, contributing to the value and success of our organization.
Reports To: Chief Compliance Officer
Responsibilities
- Review and analyze sales literature, marketing materials and general communications with the public for Carson Institutional Alliance (CIA). Materials subject to review include, but are not limited to, the following either pre use or post use review:
- Print: market commentary, fact sheets, articles, press releases, brochures, invitations, flyers, seminars/presentations, etc. , and,
- Audio, video, radio shows, television, and internet content including social media
- Effectively communicate and collaborate with each owner to make revisions needed to approve marketing item/communication for distribution.
- Process ad review request, changes and approvals through Salesforce case system.
- Submit marketing and advertising materials through Compliance Max our firm’s clearing broker dealer, LPL, as the Hybrid RIA model requires. Facilitate communications between Marketing and LPL or Partner submissions and LPL. Approves materials as a principal on behalf of LPL at the CIA location.
- Assist in developing strong internal controls and internal procedures for areas requiring a higher level of ongoing monitoring such as radio shows and social media presence.
- Promptly communicate ad review procedural revisions and updates.
- Manage workflow received from multiple firm owners to meet expected turnaround timeframes.
Qualifications
- Excellent communication skills, both written and oral; Strong editorial and negotiating skills;
- Sound knowledge of FINRA and SEC regulations addressing marketing and advertising communications for investment product offerings and services related to RIA and broker dealer;
- Previous advertising/marketing/promotional review experience;
- Experience in performance reporting marketing materials
- Detail oriented with ability to multi-task, effectively prioritize responsibilities and produce results within a deadline intensive environment; Rush reviews are critical.
- Ability to balance the business objectives of the marketing clients and the industry and regulatory environment;
- Ability to review complex advertising materials, clearly communicate required edits and corresponding regulatory framework, and
- Series 7 and Series 24 registered required.
Benefits:
In exchange for your expertise, we offer a base salary, bonus potential, 401(k) plus matching, health benefits, and a great working environment in a professional West Omaha office location. This is your chance to play a key role in the continued success of our company. Our culture is fast-paced, motivational and focused on healthy living. Smokers need not apply. Only qualified candidates will be contacted.
We are an equal opportunity employer and all qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, disability status, protected veteran status, or any other characteristic protected by law.